- Assist in inspection by coordinating with other departments
- Respond to regulatory inquiries/requests on day-to-day basis
- Provide advice on regulatory related matters (. regulatory filing, incident reporting, licensing application to other departments
- Handles regulatory filing including incident reporting
- Assist in building and maintaining relationship with regulators
- 3+ years of experience in financial services industry
- Experience in regulatory filing is a plus
- Excellent interpersonal, written & verbal communication skills in both English and Japanese
- Ability to pay attention to details and thoroughness of execution
- Strong analytical and judgment skills
- Pro-active attitude to the job
- Compliance/Legal/Internal Audit/Operations background is preferred
- Experience in relationship management or stakeholder management
-
Herbert Smith Freehills Minato, 日本 フルタイムJOB DESCRIPTION About Herbert Smith Freehills · As one of the world's leading law firms, we advise many of the largest and most ambitious organisations across all major regions of the globe. With over 5,000 people, including 3,100 lawyers and over 2,000 business services profe ...
-
Goldman Sachs Minato, 日本Controllers - Investment Accounting (Asset & Wealth Management) - Analyst / Associate – Tokyo · CONTROLLERS · We are a global team responsible for ensuring the accuracy of the firm's financial and regulatory information by complying with the rules and regulations governing fina ...
-
Goldman Sachs Minato, 日本YOUR IMPACT · Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients and partner with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, Quality Assurance). We support every deal team in the Alternati ...
-
Goldman Sachs Minato, 日本Corporate and Workplace Solutions – Workplace Experience - On-Site Solutions (Hospitality and Document Management focus), Associate, Tokyo · OUR IMPACT · On-Site Solutions is comprised of Hospitality, Document Management and Facilities, aiming to provide a comprehensive and exce ...
-
Goldman Sachs Minato, 日本AWM Operations are responsible for front-to-back operational support to the Goldman Sachs Asset Management business in service, delivery, and processing functions across the trade, client, and product lifecycle. · Goldman Sachs Asset Management provides global investment opportun ...
-
Goldman Sachs Minato, 日本Asset & Wealth Management, GSAM Fundamental Equity, Japan Equity Research Analyst, Associate/Vice President, Tokyo · Asset & Wealth Management · A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, whi ...
-
Goldman Sachs Minato, 日本Asset & Wealth Management · A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own. As part of one of the world's leading asset managers with over $2 trillion in assets under s ...
-
Goldman Sachs Minato, 日本Compliance, Regulatory Practice Group, Vice President (Tokyo) · Responsibilities · The RPG team for Tokyo coordinates, on behalf of Goldman Sachs, responses to requests for information received by the firm from Japanese regulators. The team also periodically responds to request ...
-
Goldman Sachs Minato, 日本Compliance, Asset Management Compliance, Vice President or Associate, Tokyo · GLOBAL COMPLIANCE · Compliance prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompl ...
-
0000050569 Royal Bank of Canada, Tokyo branch Minato, 日本 フルタイムJob Description · What is the opportunity? As the Associate Director, Head of Finance, Japan, you will be responsible for leading the Finance team in Japan building a highly motivated and capable team. You will partner with Japan business leaders and senior management to enable ...
-
Micron Minato, 日本Our vision is to transform how the world uses information to enrich life for all. · Micron Technology is a world leader in innovating memory and storage solutions that accelerate the transformation of information into intelligence, inspiring the world to learn, communicate and ...
-
Global Banking
1週間前
Goldman Sachs Minato, 日本YOUR IMPACT · Looking for an ambitious, thoughtful, hardworking team player to drive bespoke access for key institutional clients and build relationships with corporate clients in Japan to maximize impact. · OUR IMPACT · Our core value is building strong relationships with our ...
-
Ansell Minato, 日本 フルタイムJob Description - Marketing Snr Specialist, Japan Industrial Job Description Marketing Snr Specialist, Japan Industrial Description GENERAL SUMMARY OF POSITION · Reporting to the Associate Director of Marketing Asia, this position is responsible for activating new product laun ...
-
AbbVie Minato, 日本 フルタイムJob Description · Summary of Job Description: · The Head of Compliance is a leader of the local Affiliate Management Team and reports through the AbbVie Office of Ethics & Compliance Organization. He/she is responsible for providing leadership and direct oversight for AbbVie's c ...
-
Cummins Inc. Minato, 日本Description · Responsible for managing the relationship and business strategies for less complex accounts (regional, single business unit, internal, etc.). May have responsibility for larger, more complex accounts when paired with a more senior account manager. Responsibilities ...
-
Japan Lead
1週間前
711 GlaxoSmithKline K.K. Minato, 日本 フルタイムJob Purpose · Background: · Getting ahead means preventing disease as well as treating it, and we aim to impact the health of 2.5 billion people around the world in the next 10 years. · To achieve our ambitious goals, we will accelerate the transformation by merging 2 functions ...
-
Japan Lead
6日前
711 GlaxoSmithKline K.K. Minato, 日本 フルタイムJob Purpose · Background: · Getting ahead means preventing disease as well as treating it, and we aim to impact the health of 2.5 billion people around the world in the next 10 years. · To achieve our ambitious goals, we will accelerate the transformation by merging 2 functions ...
Compliance, Regulatory Practice Group, Associate, Tokyo - Minato, 日本 - Goldman Sachs
説明
YOUR IMPACT
Are you passionate about building relationship with various regulators, driving the firm's strategic risk awareness, and gaining exposure to global regulatory discussions and cross-divisional partnerships? We are looking for an experienced professional to join Regulatory Practice Group ("RPG") who wants to use your analytical and judgment skills to respond to regulatory requests and communication skill to build relationship with the regulators.
OUR IMPACT
Our division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The RPG is responsible for interactions with the various regulators. RPG mainly focuses on 3 main themes: i) inspection ii) regulatory inquiries iii) regulatory relationships. In addition, RPG provides other departments with the advice on regulatory-related matters.
HOW YOU WILL FULFILL YOUR POTENTIAL
SKILLS & EXPERIENCE WE'RE LOOKING FOR
BASIC QUALIFICATIONS
PREFERRED QUALIFICATIONS
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
