法務担当者またはコンプライアンスオフィサー - Chiyoda, Tokyo

登録メンバーのみ Chiyoda, Tokyo, 日本

2週間前

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業務内容: · 契約書作成・審査に関する業務 · ⾦融商品取引法および関連する法令諸規則に関する調査 · 分析・社内への周知徹底に関する業務 · 主務官庁等への報告・届出に関する業務 · 当局検査、内部監査対応に関する業務 · 広告審査に関する業務 · AML/CFT対応、利益相反管理、内部通報対応などコンプライアンス業務 · コンプライアンス委員会の事務局運営 · 法務コンプラ関連社内研修の企画⽴案 · その他 内部管理に関する業務など(具体的にはチームで分担) · 必要経験・要件 · 運⽤会社、証券会社または⾦融機関において法務コンプライアンス業務に ...
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