Regulatory Compliance Officer - Tokyo

登録メンバーのみ Tokyo, 日本

1ヶ月前

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Job summary

We are looking for a Central Compliance Officer who can play a key role in the Regulatory Management area,

Monitoring and tracking regulatory changes and developments,
Filing regulatory reports, including Large Shareholder reporting, and notifications,
Handling regulatory inspections and surveys,
Communicating with regulators,
  • A graduate degree with over 5 years of experience in Banks and/or Securities firms

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