Junior Compliance Officer, Analyst, Japan - Tokyo
登録メンバーのみ Tokyo, 日本
1ヶ月前
Job summary
The Junior Compliance Officer plays a vital role in supporting the organization's compliance framework, focusing on regulatory reporting and filing, marketing material review, and employee compliance.
Responsibilities
- Maintain up-to-date knowledge of reporting requirements from regulatory bodies FSA, or other self-regulatory organizations.
- Coordinate with internal teams to gather necessary information for accurate and timely submissions.
- Respond to regulatory inquiries and assist in regulatory audits.
Qualifications and Experience
- Bachelor's degree in Finance, Business, Law, or a related field.
- Minimum of 3 years' experience within asset management, or in compliance securities companies/ banks.
- Strong understanding of regulatory frameworks governing financial institutions in Japan.
- Excellent attention to detail and analytical skills.
- Effective communication and interpersonal abilities in both Japanese and English.
Skills and Attributes
- Ability to interpret and apply complex regulations to business operations.
- Strong organizational and time management skills.
- Proactive approach to identifying and mitigating compliance risks.
- Team player.
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