Advisory, RC Manager - Tokyo
登録メンバーのみ Tokyo, 日本
1ヶ月前
Job summary
The Regulatory Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the conduct of their activities and for which they are responsible.
Responsibilities
- To act as a senior Advisory Manager for HSBC Japan in relation to Regulatory Compliance risks.
- Articulate the Regulatory Compliance risks for HSBC Japan.
- Primarily to support Corporate & Institutional Banking (CIB) Advisory, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices.
ジョブの説明
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